-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QugzguuOEy+SumHCkHmr9apVrqXG6fGWP6UmOToGvQmRQdGNe05U3A2VbPELjjHy YlZ7GeUv3oG4V5SoyupPJA== 0000891618-00-000970.txt : 20000216 0000891618-00-000970.hdr.sgml : 20000216 ACCESSION NUMBER: 0000891618-00-000970 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000215 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PEOPLESOFT INC CENTRAL INDEX KEY: 0000875570 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 680137069 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-42583 FILM NUMBER: 546607 BUSINESS ADDRESS: STREET 1: 4460 HACIENDA DR POST OFFICE BOX 8015 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 5102253000 MAIL ADDRESS: STREET 1: 4440 ROSEWOOD DRIVE CITY: PLEASANTON STATE: CA ZIP: 94588-3031 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DUFFIELD DAVID A CENTRAL INDEX KEY: 0000938071 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 4440 ROSEWOOD DR CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 5104682872 MAIL ADDRESS: STREET 1: 4440 ROSEWOOD DRIVE CITY: PLEASANTON STATE: CA ZIP: 94588 SC 13G 1 SC 13G FOR DAVID DUFFIELD 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Peoplesoft, Inc. ----------------------------------------- (Name of Issuer) Common ----------------------------------------- (Title of Class of Securities) 712713106 ----------------------------------------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 CUSIP NO. 712713106 - PSFT --------------------- (1) NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS DAVID A. DUFFIELD - ###-##-#### --------------------------------------------------------------------- (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] --------------------------------------------------------------------- (3) SEC USE ONLY --------------------------------------------------------------------- (4) CITIZENSHIP OR PLACE OF ORGANIZATION USA --------------------------------------------------------------------- (5) SOLE VOTING POWER: NUMBER OF 41,479,922 SHARES -------------------------------------------------------- BENEFICIALLY (6) SHARED VOTING POWER: OWNED BY N/A EACH -------------------------------------------------------- REPORTING (7) SOLE DISPOSITIVE POWER: PERSON WITH -------------------------------------------------------- (8) SHARED DISPOSITIVE POWER N/A -------------------------------------------------------- (9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 41,479,922 --------------------------------------------------------------------- (10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES* [ ] --------------------------------------------------------------------- (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 17% --------------------------------------------------------------------- (12) TYPE OF REPORTING PERSON* IN --------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! PAGE 2 OF 4 PAGES ---- ---- 3 CUSIP No. ----------------------- ITEM 1(a). Name of Issuer: PEOPLESOFT, INC. ITEM 1(b). Address of Issuer's Principal Executive Offices: 4460 HACIENDA DR. PLEASANTON, CA 94588 ITEM 2(a) Name of Person Filing: DAVID A. DUFFIELD ITEM 2(b) Address of Principal Business Office or, if none, Residence: 4460 HACIENDA DR. PLEASANTON, CA 94588 ITEM 2(c) Citizenship: UNITED STATES OF AMERICA ITEM 2(d) Title of Class of Securities: COMMON STOCK ITEM 2(e) CUSIP Number: 712713106 ITEM 3. NOT*APPLICABLE ITEM 4. OWNERSHIP (a) Amount Beneficially Owned: 41,479,922 (b) Percent of Class: 17% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 41,479,922 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 41,479,922 (iv) shared power to dispose or to direct the disposition of: 0 ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. Page 3 of 4 pages 4 CUSIP NO. 712713106 ----------- ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. NOT APPLICABLE ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY NOT APPLICABLE ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP NOT APPLICABLE ITEM 9. NOTICE OF DISSOLUTION OF GROUP NOT APPLICABLE ITEM 10.CERTIFICATION NOT APPLICABLE SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 2/15/00 ------------------------------ Date /s/ VALERIE L. VALENTI ------------------------------ Signature Valerie L. Valenti for David A. Duffield President and CEO, Attorney in fact ------------------------------ Name/Title Page 4 of 4 pages -----END PRIVACY-ENHANCED MESSAGE-----